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Departments

Ethics & Compliance

Case IQ’s investigative case management solution makes investigating issues and fully complying with a wide range of regulations smooth, secure, and efficient without sacrificing thoroughness and investigatory rigor.

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With increasingly stringent federal policies around record-keeping and due diligence, compliance professionals are under real pressure to demonstrate consistency and rigor throughout their case management processes. Case IQ delivers a rock-solid solution.”

Tom Fox, “The Compliance Evangelist”
Data Points

Ethical Culture Matters

87%

DON’T WORK IN AN ETHICAL ENVIRONMENT
An alarming 87 percent of employees indicated that their workplace does not have a strong ethical culture.

65%

OBSERVED UNETHICAL BEHAVIOR AT WORK
Almost two-thirds of employees said that within the last 12 months, they observed at least one act that they deemed to be a violation of their organization’s standards or the law.

50%

FEWER REPEAT OFFENSES
A recent ECI survey found that strong investigation programs reduce repeat offenders by 50 percent.

How Case IQ Helps

Case IQ ensures ease of compliance and helps your team conduct smoother ethics & compliance investigations

With consistency in documentation, built-in security, advanced and real-time reporting tools, and user configurable workflows, ethics and compliance professionals can streamline their process to best protect their organizations and prevent incidents. Plus, our omnichannel intake ensures your colleagues feel secure and confident to speak up about potential and existing risks while you get the data you need to make informed decisions.

  • Make speaking up safe
    Use the Case IQ reporting hotline or integrate your existing reporting channels. Our case intake options meet all EEOC, CCOHS, OSHA, SEC and DOJ requirements.
  • Automate workflows to resolve cases faster
    Intuitive user-configurable workflows eliminate many manual tasks, speeding the process to ensure efficient, thorough case resolutions.
  • Learn from your data
    Advanced real-time reporting data from our award-winning reporting tools guides the kind of decision making that can lead to significant compliance improvements.
  • Foster privacy, confidentiality and trust
    Our systems meet the most stringent global standards for data privacy, transfer, and reporting. Role-defined access lets internal and external teams work together safely, securely, and in full compliance.
Ethics and Compliance Case Management Software FAQ's

1. Can Case IQ be customized to fit our organization’s specific compliance needs?

Yes, Case IQ offers flexible configuration options, allowing users to customize workflows, fields, and forms without needing back-end coding. This makes it easy to adapt the system to the specific compliance requirements of your organization. 

 

2. How does Case IQ handle the intake and management of compliance cases?

Compliance cases can be submitted through various channels, such as hotlines, web portals, or email. Once a case is submitted, the system helps manage it from intake to closure, ensuring that all steps are followed properly. 

 

3. Can we track compliance issues across different departments or teams?

Yes, Case IQ allows for the creation of reports that can be filtered by department, team, or other criteria. This enables organizations to monitor compliance issues at both a macro (organization-wide) and micro (team-specific) level. 

 

4. How does Case IQ help with tracking repeat offenders in compliance cases?

By centralizing case management, Case IQ helps organizations track patterns and histories, making it easier to identify and manage repeat offenders, even if they are involved in different programs or departments. 

 

5. Can Case IQ automate the distribution of compliance reports to stakeholders? 

Yes, Case IQ has a broadcasting feature that allows users to set up automatic distribution of reports to stakeholders on a regular schedule. This helps ensure that compliance information is shared efficiently. 

Resources

Ethics & Compliance

Solutions for Every Organization

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