Turn Risk Into Action, While Keeping Compliance And Investigations On Track

Yes — Case IQ is designed to expand alongside your program. Most organizations begin with Whistleblower Hotline and Case Management, then add Compliance Monitoring, Approvals & Disclosures, or Third-Party Management as their program matures. Each product works independently or as part of a connected suite, so you are never locked into deploying everything at once. Your Customer Success team will help you sequence the rollout based on your highest-priority compliance gaps and existing infrastructure.

Compliance and risk management software helps organizations manage and mitigate risks associated with regulatory compliance. It manages processes such as tracking, reporting, and resolving compliance issues — replacing manual spreadsheets, email chains, and disconnected systems with a structured, auditable program. Case IQ connects speak-up intake, investigations, disclosures, third-party risk, and transaction monitoring so compliance teams can operate proactively, not reactively.

Case IQ's Whistleblower Hotline supports anonymous reporting through multiple channels — web portal, phone, and email — with end-to-end anonymity preserved throughout the case lifecycle. The platform supports intake in multiple languages, with broad language coverage for global organizations whose employees need to report in their preferred language. Reporters can submit concerns, receive follow-up, and communicate with the compliance team without ever revealing their identity.

Case IQ's Approvals & Disclosures module lets compliance teams configure and run annual or ad hoc conflict-of-interest disclosure campaigns. Employees complete structured disclosure questionnaires; responses are screened, routed for review, and approved or escalated based on the rules you set. Every disclosure and approval decision is recorded with a complete audit trail — so when regulators or auditors ask, you have documentation ready and organized.

Case IQ's Compliance Monitoring solution is built around transactional spend and revenue risk — not employee attendance, productivity, or workplace behavior. It uses AI-powered risk scoring to analyze financial transactions and surface anomalies, suspicious patterns, and higher-risk activity for review. Coverage areas include bribery and corruption (FCPA, UK Bribery Act, Sapin II), fraud and asset misappropriation, sanctions violations, revenue recognition risk, and conflicts of interest in transaction data. The solution is recognized by the DOJ and has been referenced in FCPA enforcement actions.

Case IQ's Third-Party Management module supports the full lifecycle of vendor and partner risk — from initial screening and due diligence questionnaires (DDQs) through approvals, risk scoring, and ongoing monitoring. You configure workflows to match your program's risk tolerance and relationship type, and track each third party's risk status over time. The system is designed to go beyond onboarding, giving compliance teams visibility into third-party risk throughout the entire relationship.

Yes — Case IQ lets you track and report compliance issues by department, team, business unit, location, or any criteria you configure. Compliance leaders get visibility at both the organization-wide level and the team-specific level, so patterns in one region or department surface before they become enterprise-wide issues. Reports can be filtered, exported, and distributed automatically to the right stakeholders on a schedule.

Yes — Case IQ supports automated report distribution to stakeholders on a regular schedule. You configure recipients, frequency, and content, and the system handles delivery. This keeps audit committees, Legal teams, and executive leadership informed without requiring the compliance team to manually assemble and send reports each cycle. It also creates a documented record of who received what information and when — useful for demonstrating program transparency to regulators.

Yes — Case IQ includes dashboards, exportable reports, and trend analytics designed for compliance leadership and board-level audiences. You can generate summaries of case activity, disclosure completion rates, third-party risk status, and monitoring findings in formats suited to audit committee presentations and regulatory inquiries. The platform maintains a full audit trail of every action and decision across the suite, so you can demonstrate program effectiveness and produce records on demand.

Case IQ is designed for cross-functional investigations. Compliance teams can assign case tasks and notes to HR, Legal, or other stakeholders using role-based access controls that limit visibility to what each person needs to see. HR handles employee-facing investigation steps while Legal reviews sensitive aspects — all within the same case record, without duplicating documentation in separate systems. This structured approach reduces email back-and-forth and ensures every action is documented inside the case.