AI-Powered Compliance Monitoring Across Every Transaction

A compliance monitoring solution automatically scans financial transactions for signs of bribery, fraud, corruption, and policy violations — without relying on spot checks or manual sampling.

Case IQ's compliance monitoring solution connects to your ERP, T&E, and financial systems, applies 85+ pre-built risk analytics and machine learning to score every transaction, and routes the highest-risk findings to the right reviewer for investigation.

It is recognized by the U.S. DOJ and SEC and has been cited in an FCPA resolution.

Case IQ's compliance monitoring solution monitors every transaction across travel and expense (T&E), procurement (P2P), and order-to-cash (O2C) systems for risks including bribery, FCPA and UK Bribery Act violations, asset misappropriation, revenue recognition anomalies, sanctions violations, export control breaches, and conflicts of interest.

The solution connects seamlessly to leading HR, master data, and financial systems to make rollout even easier.

Case IQ's compliance monitoring solution applies machine learning to assign a confidence score to every flagged transaction, indicating how likely it represents a genuine risk versus a false positive.

Reviewer actions — marking transactions as risk or no-risk — continuously train the model, so detection accuracy improves over time.

The result is a system that gets sharper the more your team uses it, reducing the manual review burden on compliance and audit professionals.

Yes. Case IQ's compliance monitoring solution offers pre-built connectors for SAP and Oracle, as well as leading T&E and transparency data platforms.

Integration enables real-time transaction data flow, risk scoring at ingestion, and automated escalation — without requiring custom development work.

Your IT team can enable single sign-on (SSO) and connect to HR and master data systems to make the roll-out even faster.

Yes. Case IQ's compliance monitoring solution has been before the U.S. DOJ and SEC on multiple occasions and was cited in an FCPA resolution by the SEC.

For one client, the solution contributed to a DOJ declination, a reduced SEC fine, and no requirement to impose a monitor or self-reporting obligation.

Enforcement agencies are familiar with the quality of Case IQ's Compliance Monitoring software — a level of regulatory recognition that few other compliance monitoring solutions can claim.

Yes. Case IQ's compliance monitoring solution includes pre-built analytics specifically designed for FCPA compliance, UK Bribery Act, Sapin II, and other global anti-corruption frameworks.

The solution monitors travel & expense, procurement, and third-party payments for indicators of corrupt payments, kickbacks, and related-party misconduct and has been cited by the SEC in an FCPA enforcement resolution.

Compliance teams can demonstrate a robust, data-driven anti-corruption program to enforcement agencies with a complete, auditable record of all monitoring activities.

Case IQ's compliance monitoring solution uses machine learning to generate an AI Confidence Score for every flagged transaction, showing reviewers which findings are most likely to represent genuine risk.

As reviewers mark transactions and dispositions over time, the model learns from each decision and sharpens its accuracy.

This reduces the volume of low-risk alerts that reach reviewers and lets compliance and audit teams focus investigative effort where it matters most.

Yes. Case IQ's compliance monitoring solution is SOC 2 Type II certified, meeting the highest international standards for information security.

The application and database are hosted in Europe to support GDPR compliance, and role-based access controls restrict data visibility to users on a need-to-know basis — including country-level restrictions to comply with local data privacy laws.

Encryption is applied at rest and in transit, with a complete audit log of all system activity.

Yes. Case IQ's compliance monitoring solution maintains a complete, time-stamped audit trail of every monitoring activity, review decision, and disposition — giving your team the evidence regulators and auditors expect.

Built-in dashboards show program coverage, detection rates, and risk trends. Reports can be exported in seconds for board presentations, compliance committee reviews, or regulatory submissions.

The solution has been presented before the U.S. DOJ and SEC on multiple occasions, giving compliance leaders confidence in its regulatory credibility.