How a Leading Life Sciences Company Enhances Compliance with Analytics & Automation Software

The Need

A global biopharmaceutical company sought to enhance its compliance controls and processes during ongoing DOJ and SEC FCPA investigations. Enhancements were implemented in the following high-risk areas:

• Third-party payments
• Benefits to government officials and healthcare professionals
• Sponsorships and donations

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The Solution

• They deployed Case IQ’s* Approvals & Disclosures software to bring multiple risk approval processes into one user friendly platform for the business globally and available across devices and in multiple languages.
• Case IQ then helped them to integrate the Approvals & Disclosures software into their purchasing system, providing enhanced controls prior to payment.
• Then they implemented Case IQ’s Compliance Monitoring software to monitor 100% of enterprise spend, using sophisticated fraud analytics, to flag high-risk transactions for review and potential remediation.

*Lextegrity was acquired by Case IQ in 2025 and is now offered as an end-to-end suite of compliance tools.

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The Results

The compliance program enhancements using Case IQ’s software contributed to the company’s resolution of its FCPA case with regulators:

DOJ Declination, SEC Settlement:

“remediation included strengthening and expanding its global compliance organization... including the implementation of a centralized system to track and monitor third-party payments.” -SEC Order

Case IQ’s automation and data analytics software has cost-effectively reduced the company’s global risk exposure in multiple ways:

• Smart questionnaires and approval workflows to cover multiple risks and routing of approvals to appropriate functional approvers
• Automated sanctions screening and aggregate spend calculations with autoescalation to eliminate manual effort
• Automated identification of high- risk spend transactions and risk context descriptions to expedite reviews

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Manage Your Organization’s Compliance Program with Confidence Using Case IQ

Contact us today to schedule a demo or explore our extensive library of resources on best practices for compliance management, risk mitigation, and more.

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