Case IQ's Compliance Monitoring Academy

Understanding Compliance Monitoring: A Free 10-Module Video Series

AI. Risk scoring. Continuous monitoring.

These concepts are transforming how organizations identify, investigate, and manage risk, but understanding how they fit together in practice can be a bit abstract for some.

The Compliance Monitoring Academy is a free, on-demand learning series designed to help compliance, audit, legal, finance, and risk professionals understand the fundamentals of compliance monitoring from risk detection and scoring to investigations, reporting, continuous improvement, and program implementation.

Whether you're in Compliance, Legal, Internal Audit, Finance, or Procurement, the Academy provides a practical framework for understanding and implementing compliance monitoring.

Quick Links

Part 1: The Basics

Part 2:  AI, Risk Scoring & Lifecycle Monitoring

Part 3: From Alerts to Organizational Impact

Part 1: The Basics

Build a strong foundation by exploring the core concepts behind compliance monitoring, including how it supports compliance programs, key risk areas, and its relationship to audits and incident reporting.

Modules Included:

• First Generation Programs without Compliance Monitoring
• What Compliance Monitoring Does
• Key Risk Areas Addressed by Compliance Monitoring
• Why You Need Both Internal Audit and Compliance Monitoring
• Why You Need Both Incident Reporting and Compliance Monitoring

Access Part 1 Here

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Part 2: AI, Risk Scoring & Lifecycle Monitoring

Learn how organizations use analytics, AI, and transaction monitoring to identify risk, prioritize investigations, and uncover issues that traditional reviews may miss.

Modules Included:

• How Risk Scoring & AI Detect Risk
• Data Gathering, Risk Configuration, and Lifecycle Monitoring

Access Part 2 Here

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Part 3: From Alerts to Organizational Impact

Discover how organizations transform alerts into action, continuously improve their monitoring programs, and create measurable value across the enterprise.

Modules Included:

• Workflow, Follow-Up, and Reporting
• Feedback Loops and Continuous Improvement
• Organizational Impact and Your Maturity Roadmap

Access Part 3 Here